-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IwG1xAnWHWit1PlTNxH6/LNdwo5R2gRU0gds7sRvD+HlWfVmTglGkClbAebJ2Ruv x1D+IVIo3gkSSr9MAc0Ngg== 0000950124-99-000021.txt : 19990106 0000950124-99-000021.hdr.sgml : 19990106 ACCESSION NUMBER: 0000950124-99-000021 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LAKES GAMING INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54993 FILM NUMBER: 99500845 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERMAN LYLE CENTRAL INDEX KEY: 0000903291 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 SC 13G 1 FORM SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13G (Rule 13d-102) Information to be included in statements filed pursuant to Rules 13d-1(b)(c), and (d) and amendments thereto filed pursuant to Rule 13d-2(b) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) --- X Rule 13d-1(c) --- Rule 13d-1(d) --- LAKES GAMING, INC. -------------------------- (Name of Issuer) Common Stock, $0.01 par value -------------------------- (Title of Class of Securities) 51206P 10 9 ----------------------------- (CUSIP Number) 12/31/98 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Page 1 of 5 Pages 2 13G(Individuals - continued) Page 2 of 5 1. Name of Reporting Person and I.R.S. Identification No.: LYLE BERMAN 2. Member of a Group: (a) (b) X -------- --------- 3. SEC USE ONLY: 4. Citizenship or Place of Organization: U.S.A. 5. Sole Voting Power: 1,300,086 6. Shared Voting Power: 0 7. Sole Dispositive Power: 1,300,086 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by each Reporting Person: 1,300,086 10. Check Box if the Aggregate Amount in Row 9 excludes Certain Shares: /X/ (See Exhibit A) 11. Percent of Class Represented by Amount in Row 9: 12.3% 12. Type of Reporting Person: IN 3 13G(Individuals - continued) Page 3 of 5 Item 1(a) NAME AND ADDRESS OF ISSUER: and (b) Lakes Gaming, Inc. 130 Cheshire Lane Minnetonka, Minnesota 55305 Item 2(a) NAME OF PERSON FILING: Lyle Berman Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 130 Cheshire Lane Minnetonka, Minnesota 55305 Item 2(c) CITIZENSHIP: U.S.A. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, $0.01 par value Item 2(e) CUSIP NUMBER: 51206P 10 9 Item 3 THIS STATEMENT IS NOT FILED PURSUANT TO RULES 13D-1(b) OR 13D-2(b). This statement is filed pursuant to Rule 13d-1(c). Item 4(a) AMOUNT BENEFICIALLY OWNED: 1,300,086 shares at December 31, 1998.(Includes 250,000 shares issuable upon exercise of currently exercisable options.) Item 4(b) PERCENT OF CLASS: 12.3% percent pursuant to Rule 13d-3(c). Item 4(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS
(i) Sole power to vote or to direct the vote 1,300,086 ------------- (ii) Shared power to vote or to direct the vote 0 ----------- (iii) Sole power to dispose or to direct the disposition of 1,300,086 ------------- (iv) Shared power to dispose or to direct the disposition of 0 -----------
Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable 4 13G(Individuals - continued) Page 4 of 5 Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable Item 9 NOTICE OF DISSOLUTION OF GROUP. Not Applicable Item 10 CERTIFICATION. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date ________________ /s/ Lyle Berman -------------------- Lyle Berman 5 13G(Individuals - continued) Page 5 of 5 EXHIBIT A To Form 13G (Individual) The filing of this report shall not be construed as an admission by the person identified in Item 2(a) that, for the purpose of Section 13(d) or 13(g) of the Securities Exchange Act, he is the "beneficial owner" of any equity securities listed below; and such person expressly disclaims that he is part of a "group." Record Owner's Relationship Record Owner's Number to Reporting Person Type of Ownership of Shares - --------------------------- ----------------- --------- Spouse Indirect 20,625(1)
(1) These shares are not reported in Item 4(a) and are noted here for information only. -----END PRIVACY-ENHANCED MESSAGE-----